Wealth management activities in Switzerland are regulated by the Financial Institutions Act (FinIA) and are subject to supervision.
LMP FINANCE Suisse SA is a FINMA-authorized asset manager and is supervised by the Continuous Supervision Body (AOOS). In Switzerland, individual asset managers are licensed by FINMA and subject to prudential supervision under FinIA, in compliance with the Financial Services Act (FinSA) and anti-money laundering regulations.Swiss asset managers follow strict compliance requirements regarding internal organization, client protection, anti-money laundering, and cross-border services.
Swiss asset managers follow strict compliance requirements regarding internal organization, client protection, anti-money laundering, and cross-border services.
The Compliance team ensures adherence to professional standards, anti-money laundering laws, and cross-border service requirements. It also handles due diligence, risk control, and monitoring.
Supervisory Authorities
